Forms

403(b) Employee Guidebook

Provides the information for employees who wish to establish a new 403(b) account at T. Rowe Price.

Employer-Sponsored Retirement Plan Participant Account

Establish a 403(b) custodial account or update a beneficiary or change an address. Please review the T. Rowe Price 403(b)(7) Custodial Account Agreement before completing the Employer-Sponsored Retirement Plan Participant Account form.

Employer-Sponsored Retirement Plan Participant Transfer-in or 403(b) Exchange-In

Transfer 403(b) assets to a 403(b) account.

Employer-Sponsored Retirement Plan Information and Services Agreement

Update information for an existing 403(b) plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from an 403(b) plan account. Please review Your Rollover Options before completing the distribution form. When requesting a claim of inheritance, review the Inheritance Information before completing the distribution form.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Account Services

Update information and services for your mutual fund accounts including electronic bank transfers, dividend/capital gain options, and systematic investments.

Additional Investment

Add money to your mutual fund account(s) or make an IRA contribution.

Address Change

Add or change your contact information such as address, phone numbers, or email.

Automatic Transactions

Establish regular investments, transfers and withdrawals to stay on track for your goals.

Bank Account Information

Update mutual fund accounts electronic bank transfers.

Beneficial Owner(s) for Business Entity Account

Add a control person or an individual 25% or more owner for a business entity account.

Beneficiaries - Transfer on Death

Name or change beneficiaries on a taxable account.

Checkwriting

Add checkwriting service to an eligible money market or bond account.

Cost Basis Change - Noncovered Shares

Add or change cost basis for noncovered mutual fund shares or Brokerage securities.

Cost Basis Method Change - Covered Shares

Change the cost basis method on covered securities.

Dividend and Capital Gains Options

Update dividend/capital gain options.

Education Savings Account Changes

Use this form to add or change the services, change the beneficiary, or change the authorized person on your T. Rowe Price Education Savings Account.

Name Change

Notify T. Rowe Price that your name has changed.

Ownership Change

Change ownership of a mutual fund or brokerage account. Based on your life event, review the Ownership Change Due to Life Events to receive specific instructions based on your situation.

Permanent Resolution

Certify individual(s) authority to act on an account with corporate or other entity ownership. Authorize and empower corporate officers to open and maintain cash, margin, and option Brokerage accounts.

Power of Attorney (POA)

Add the T. Rowe Price POA information to your T. Rowe Price account.

Required Minimum Distribution

Request a required minimum distribution from an IRA.

Trading Privileges

Authorize another individual to have trading privileges on your mutual fund, IRA, Brokerage, or certain small business retirement plan accounts.

Trusted Contact

Add a trusted contact to your T. Rowe Price accounts.

Additional Investment for Mutual Funds and Brokerage

Add money to your mutual fund or brokerage account(s).

Brokerage Advantage Direct Deposit

Deposit money from payroll or a government agency into a Brokerage Advantage account.

Brokerage Advantage VISA Gold ATM and Debit/Check Card Agreement and Disclosure Statement

An overview of the agreement and privileges granted to Brokerage Advantage account holders who are offered a VISA Gold ATM and Check Card.

Brokerage CD Disclosure

Brokerage Commission and Fee Schedule

An outline of commissions and fees involved for Brokerage accounts.

Brokerage Dividend Reinvestment

Participate in automatic dividend reinvestment into the same Brokerage securities.

Brokerage Employer-Sponsored Retirement Plan New Account

Add Brokerage services to a participant account in a T. Rowe Price-sponsored prototype plan (Individual 401(k), standard profit sharing plan (PSP), or standard money purchase pension plan (MPP)). Open a Brokerage account for a retirement plan that is not a T. Rowe Price-sponsored prototype plan.

Brokerage Gift

Used to gift securities from a T. Rowe Price Brokerage account.

Brokerage Guidebook

A guide discussing the various aspects of maintaining a Brokerage account as well as identifying the benefits of a T. Rowe Price Brokerage IRA account. It also includes the commission and fee schedule.

Brokerage Insignificant Value Form

This form can be used to remove securities from a brokerage account that have little or no value and are unable to be sold.

Brokerage IRA Conversion

Convert your existing Brokerage Traditional IRA to a Brokerage Roth IRA.

Brokerage IRA New Account

Open a Brokerage IRA account.

Brokerage Irrevocable Stock or Bond Power

Endorse stock or bond certificates that do not bear a signature(s) on the actual documents.

Brokerage Margin

Establish margin trading on your T. Rowe Price Brokerage account.

Brokerage New Account (Non-IRA Accounts Only)

Open a Brokerage account.

Brokerage Options

Establish options trading on your T. Rowe Price Brokerage account.

Brokerage Tele-Trader Guide

How to use our automated telephone system to check your Brokerage account information, place trades, and more.

Brokerage Transfer

Transfer mutual funds and/or securities held at another financial institution to your T. Rowe Price Brokerage account.

Brokerage Trustee Powers

Certify trustee(s) power to engage in margin and/or options services in a trust account.

Brokerage Welcome Handbook

A guide detailing maintenance of a Brokerage account, how to access statements, how to make contributions, etc.

Rollover IRA Brokerage Account

Open a Brokerage IRA account.

Mutual Fund New Business Account

Open a new mutual fund account for an entity, such as a charitable organization, corporation, LLC, general partnership, joint venture, unincorporated association, sole proprietorship, estate, or a nonfiduciary retirement plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price 403(b), Profit Sharing, Money Purchase Pension, or Individual 401 (k) plan account. Please review Your Rollover Options before completing the distribution form. When requesting a claim of inheritance, review the Inheritance Information before completing the distribution form.

Employer-Sponsored Retirement Plan Inheritance Information

Mutual Fund Distribution

Request a distribution from your account.

Qualified Charitable Distribution - IRA

Make a one-time tax-reportable qualified charitable distribution (QCD) from an IRA.

IRA Distribution

Log in to place a distribution from your IRA.

IRA Claim and Distribution for Beneficiaries

Inherit a Traditional or Roth IRA or request a distribution from an existing inherited IRA. When requesting a claim of inheritance, review the IRA Inheritance Facts and the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the distribution form.

IRA Inheritance

Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

Required Minimum Distribution

Request a required minimum distribution from an IRA.

SEP IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP IRA or SIMPLE IRA plan account. When requesting a claim of inheritance, review the IRA Inheritance Facts and the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement or the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Account Agreement before completing the distribution form.

T. Rowe Price College Savings Plan Distribution

Request a distribution from your T. Rowe Price College Savings Plan account.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

Employer-Sponsored Retirement Plan Distribution

Request a distribution from a T. Rowe Price 403(b), Profit Sharing, Money Purchase Pension, or Individual 401(k) plan account. Please review Your Rollover Options before completing the distribution form. When requesting a claim of inheritance, review the Inheritance Information before completing the distribution form.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain accounting services for the Plan adopted by the Employer or update information for an existing Plan. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Account Agreement (when establishing a SEP plan), the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Account Agreement (when establishing a SIMPLE IRA) or the Individual 401(k) Profit Sharing Plan Basic Plan Document, Important Notice: Secure Act, Letter to Participants, Letter to Sponsors and Important Notice: Secure 2.0 Act (when establishing an Individual 401(k) plan) before completing the Employer-Sponsored Retirement Plan Information and Services Agreement.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Participant Account

Establish a new participant account in a small business or 403(b) retirement plan. Update your beneficiary or change an address. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Account Agreement (when establishing a SEP IRA), the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Account Agreement (when establishing a SIMPLE IRA) or the T. Rowe Price 403(b)(7) Custodial Account Agreement (when establishing a 403(b) account) before completing the Employer-Sponsored Retirement Plan Participant Account.

Employer-Sponsored Retirement Plan Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to a small business account.

IRA Additional Investment

Add money to your IRA account(s) or make an IRA contribution.

IRA Asset Rebalancing

Sign up for the IRA Asset Rebalancing Service to maintain consistent allocation among T. Rowe Price IRA mutual fund accounts.

IRA Beneficiary

Name or change your IRA beneficiary designation.

Qualified Charitable Distribution - IRA

Make a one-time tax-reportable qualified charitable distribution (QCD) from an IRA.

IRA Distribution

Log in to place a distribution from your IRA.

IRA Divorce Transfer

Transfer IRA, SEP-IRA, and SIMPLE IRA assets pursuant to a divorce or legal separation decree from the surrendering party to the receiving party's T. Rowe Price IRA.

IRA Excess Contribution Withdrawal

Remove an excess contribution from your Traditional IRA, Rollover IRA, Roth IRA, or Roth Rollover IRA.

IRA Claim and Distribution for Beneficiaries

Inherit a Traditional or Roth IRA or request a distribution from an existing inherited IRA. When requesting a claim of inheritance, review the IRA Inheritance Facts and the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the distribution form.

IRA Inheritance

Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRA Transfer

Transfer an IRA held at another financial institution to your new or existing T. Rowe Price IRA.

Open a New Roth IRA

Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the IRA New Account form.

Open a New Traditional IRA

Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the IRA New Account form.

IRA Recharacterization

Recharacterize a contribution to a Traditional or Roth IRA. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the IRA Recharacterization form.

Open a Rollover IRA

Roll over an employer-sponsored retirement plan account, such as a 401(k) or 403(b), to a T. Rowe Price Rollover IRA. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the IRA New Account form.

IRA Roth Conversion

Convert your Traditional IRA to a T. Rowe Price Roth IRA.

Traditional and Roth IRA Disclosure Statement and Custodial Agreement

IRS Uniform Lifetime Table

Brokerage Employer-Sponsored Retirement Plan New Account

Add Brokerage services to a participant account in a T. Rowe Price-prototype-sponsored plan (Individual 401(k)).

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan (Individual 401(k)).

Employer-Sponsored Retirement Plan Distribution

Request a distribution from an Individual 401(k) plan account. Please review Your Rollover Options before completing the distribution form. When requesting a claim of inheritance, review the Inheritance Information before completing the distribution form.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain accounting services for the Plan adopted by the Employer or update information for an existing Plan. Please review the Individual 401(k) Profit Sharing Plan Basic Plan Document, Important Notice: Secure Act, Letter to Participants, Letter to Sponsors, and Important Notice: Secure 2.0 Act before completing the Employer-Sponsored Retirement Plan Information and Services Agreement.

Employer-Sponsored Retirement Plan Inheritance Information

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

Employer-Sponsored Retirement Plan Participant Account

Establish a new participant account in an Individual 401(k) or update your beneficiary or change an address.

Employer-Sponsored Retirement Plan Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to an Individual 401(k).

Individual 401(k) Guidebook

Guidebook with information on how to establish an Individual 401(k) at T. Rowe Price.

Individual 401(k) Plan Basic Plan Document and amendments

Individual 401(k) Plan Trust and Custodial Agreement & Standardized Adoption Agreement

Adoption agreement for the T. Rowe Price Individual 401(k) Plan document. Please review the Individual 401(k) Profit Sharing Plan Basic Plan Document, Important Notice: Secure Act, Letter to Participants, Letter to Sponsors, and Important Notice: Secure 2.0 Act before completing the adoption agreement.

Additional Investment

Add money to your mutual fund or brokerage account(s).

Open a New General Investing (Taxable) Mutual Fund Account

Mutual Fund Beneficiaries - Transfer on Death

Name or change beneficiaries on a taxable account.

Mutual Fund Gift to Nonprofit Organization

Give shares of your T. Rowe Price mutual funds to a nonprofit organization.

Mutual Fund New Business Account

Open a new mutual fund account for an entity, such as a charitable organization, corporation, LLC, general partnership, joint venture, unincorporated association, sole proprietorship, estate, or a nonfiduciary retirement plan.

Mutual Fund Ownership Change

Change ownership of a mutual fund or brokerage account. Based on your life event, review the Ownership Change Due to Life Events to receive specific instructions based on your situation.

Mutual Fund Redemption

Redeem shares from your T. Rowe Price individual or joint taxable mutual fund accounts.

Mutual Fund Transfer

Transfer IRA or taxable mutual fund assets held at another financial institution to your new or existing T. Rowe Price mutual fund.

Mutual Fund Power of Attorney (POA)

Add the T. Rowe Price POA information to your T. Rowe Price account.

Mutual Fund Transfer In Kind

Transfer shares of a T. Rowe Price fund you have at another financial institution in kind to your existing T. Rowe Price account.

Trustee Certification

Certify a trust when adding or changing trustees on an already existing trust.

T. Rowe Price Insights

Current issue of T. Rowe Price Insights magazine – a biannual publication offering education and insights to help investors make or validate their financial decisions.

T. Rowe Price College Savings Plan Rollover

Roll over assets from another 529 savings plan to the T. Rowe Price College Savings Plan.

Open a Rollover IRA

Open a Traditional or Roth IRA. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the IRA New Account form.

IRA Beneficiary

Name or change beneficiaries for a SEP-IRA or SIMPLE IRA plan.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

SEP-IRA Employee Guidebook

Guidebook with information on how to open a SEP-IRA.

SEP-IRA Employer Guidebook

Guidebook with information on how to establish a new SEP-IRA.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain accounting services for the Plan adopted by the Employer or update information for an existing Plan. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the Information and Services Agreement.

Employer-Sponsored Retirement Plan Invest Participant Rollover Assets

Allocate rollover assets from a retirement program to an existing current employer's retirement plan account at T. Rowe Price. This form must accompany any rollover check.

IRA Inheritance

Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRS Form 5305 SEP

Establish an IRS-model 5305 SEP plan.

SEP-IRA Notification to Employees of Excess SEP Contributions

SEP-IRA and SIMPLE IRA Excess Contribution Withdrawal

Authorization form to withdraw an excess contribution from a SEP-IRA or SIMPLE IRA.

Participant Account

Establish a new participant account in a SEP-IRA. Please review the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement before completing the Participant Account form.

Participant Transfer-In or 403(b) Exchange-In

Transfer retirement assets to a small business account.

Simplified Employee Pension Plan SAR-SEP Worksheet

SEP-IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP or SIMPLE IRA plan account. When requesting a claim of inheritance, review the Inheritance Information and the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement or the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Account Agreement before completing the distribution form.

IRA Beneficiary

Name or change beneficiaries for a SEP-IRA or SIMPLE IRA plan.

SEP-IRA and SIMPLE IRA Distribution

Request a distribution from a T. Rowe Price SEP or SIMPLE IRA plan account. When requesting a claim of inheritance, review the Inheritance Information and the T. Rowe Price Traditional and Roth IRA Disclosure Statement and Custodial Agreement or the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Agreement before completing the distribution form.

SIMPLE IRA Employee Guidebook

Guidebook with information on how to open a new SIMPLE IRA at T. Rowe Price.

SIMPLE IRA Employer Guidebook

Guidebook with information on how to establish a new SIMPLE IRA at T. Rowe Price.

Employer-Sponsored Retirement Plan Contribution

Submit a contribution to an employer-sponsored retirement plan.

SEP-IRA and SIMPLE IRA Excess Contribution Withdrawal

Authorization form to withdraw an excess contribution from a SEP-IRA or SIMPLE IRA.

Employer-Sponsored Retirement Plan Information and Services Agreement

Establish an agreement whereby T. Rowe Price will provide certain accounting services for the Plan adopted by the Employer or update information for an existing Plan. Please review the T. Rowe Price SIMPLE IRA Disclosure Statement and Custodial Agreement before completing the Information and Services Agreement.

IRA Inheritance

Additional information regarding claiming an inheritance can be found on the IRA Inheritance Facts.

IRS Form 5304 SIMPLE

Used by an employer to establish an IRS-model 5304 SIMPLE IRA plan. This plan allows participants to choose a financial institution for investments.

IRS Form 5305 SIMPLE

Used by an employer to establish an IRS-model 5305 SIMPLE IRA plan. This plan allows for investments at the designated financial institution only.

Adjust your account details, open a new account, or review plan information with forms and documents.