Tax information and forms mailing schedule - T. Rowe Price

To help you better plan for tax season, here are the approximate mailing dates for T. Rowe Price account statements and tax forms that may be necessary to complete your taxes.

We strongly recommend that you wait to receive these forms before preparing your tax returns, so that you have the most up-to-date and complete information.

Why You May Not Receive a Tax Form
Certain types of accounts do not require us to provide a tax form. Examples of such accounts are taxable accounts with income and capital gain distributions of less than $10 and retirement accounts, such as an individual retirement account (IRA), with no taxable activity during the year.

Mutual Fund Tax Forms
Mailing Schedule1 Form Explanation of Form
Early January Year-End Statement Reports distributions and activity in each fund account for the year, including any tax-free income and year-end balances for IRA accounts.
Late January Combined Tax Package Taxable activity for mutual fund accounts, including Forms 1099-B, 1099-DIV, and 1099-R.
  1099-R for Certain Funds Taxable activity for IRA mutual fund accounts held in the T. Rowe Price Real Assets Fund, T. Rowe Price Global Real Estate Fund, T. Rowe Price Real Estate Fund, and T. Rowe Price Small-Cap Value Fund only may arrive separately.
  Form 1099-Q Reports distributions from qualified education programs, including state tuition plans (529s) and Coverdell Education Savings Accounts.
  Online Tax Aid Tax data import available for TurboTax® and H&R Block® software.
Mid-February Forms 1099-DIV and 1099-B For the T. Rowe Price Real Assets Fund, T. Rowe Price Global Real Estate Fund, T. Rowe Price Real Estate Fund, and T. Rowe Price Small-Cap Value Fund only.
Mid-March Form 1042-S Reports taxable dividends and income tax withheld on accounts owned by nonresident aliens.  
Mid-May Form 5498 Reports contributions and rollovers to Traditional and Roth IRAs, SEP-IRAs, and SIMPLE IRAs.
Brokerage Tax Forms
Mailing Schedule Form Explanation of Form
Late January Brokerage Tax Form 1099 Beginning January 31, required tax information on Brokerage accounts will be sent under separate cover by Pershing LLC.
Mid-February Pending 1099 Notice for Brokerage Customers Remaining Brokerage tax forms will be mailed by mid-February. In some cases, a Pending 1099 Notice will be sent if issuers of securities you held during the tax year have not yet provided their final tax information. The notice will inform you of the securities that are pending final reporting and will provide the anticipated mail date of final Tax Form 1099, which will be mailed no later than mid-March under separate cover by Pershing LLC.
Mid-March Remaining Brokerage Tax Forms All remaining Tax Form 1099s with taxable activity for Brokerage accounts will be mailed no later than mid-March under separate cover by Pershing LLC.
1 Year-end statements will be mailed or e-mailed to all shareholders. You also may receive the other forms listed, depending upon your investments.